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required, before United States patents could issue to them, to surrender any patents that might have been granted to them by the different states before the federal government was established. This statute also provided that the application should be made to the secretary of state, and that interferences between applications should be decided by a board of three arbitrators. A government fee of $30 was established, and a penalty of triple damages imposed on infringers. Supplemental acts were passed in 1794 and 1800, the latter of which extended patent privileges to aliens who at the time of making application had been for two years resident in the United States, and required all applications made pursuant to that act to be accompanied by an oath to the effect that, to the best of the applicant's knowledge and belief, the invention "had not been known or used in this or any foreign country." A few years later the constitutional question arose whether a state still had power to grant patents, notwithstanding the provision of the constitution giving power of legislation on patents to congress. In 1798 an act had been passed by the New York legislature granting to Robert R. Livingston "the sole and exclusive right and privilege of constructing, making, using, employing and navigating all and every species or kinds of boats or watercraft, which might be urged or impelled through the water, by the force of fire or steam, in all creeks, rivers, bays and waters whatsoever, within the territory and jurisdiction of this state," for the term of twenty years from the passage of the act, provided that he should, within twelve months, construct a boat of at least twenty tons capacity to be propelled by steam, the mean progress of which, against the current or tide of the Hudson river, should be not less than four miles an hour. Livingston having failed to accomplish this, the same provisions were re-enacted in 1803, and again in 1808, securing like privileges to Livingston and Robert Fulton. Steam navigation having now become an accomplished fact through the efforts of these men, others undertook, without license from them, to use the same motive power in navigating the Hudson. Livingston and Fulton then applied to the state courts for an injunction, which was at first denied on the ground that the act of the New York legislature was contrary to the clause of the United States constitution giving congress power to legislate upon letters patent. But upon appeal, Thompson and Kent, JJ., held that the act was constitutional, on the ground that federal jurisdiction over patents was not exclusive, and the injunction was granted (Livingston vs. Van Ingen, 9 Johns, 506.) Similar privileges were then granted in Massachusetts, New Hampshire, Pennsylvania and Tennessee, to citizens of those States. The question of the constitutionality of this legislation was subsequently raised in the United States supreme court, in Gibbons vs. Ogden, 9 Wheat., 1. The precise point was not decided, however, the New York act being held to be unconstitutional,

because in contravention of the laws of the United States regulating commerce. Since that time, however, notwithstanding the eminent dissenting authority of Chancellor Kent and Judge Tucker, the opinion has prevailed that federal jurisdiction over patents is exclusive, and the question must now be regarded as so settled. In 1819 a law was enacted by congress, giving the United States circuit courts original jurisdiction of all actions arising under the patent or copyright laws of the United States. The first provision for the "reissue" of defective patents was made in the act of 1832, which also provided for the annual publication of the lists of expired patents, and established a system of renewing or extending patents about to expire upon application to congress. Another statute, passed in 1832, extended patent privileges still further by permitting every resident alien who had duly made a preliminary declaration of his intention to become a citizen, to obtain patents on condition of introducing the inventions into public use in the United States within a year of the date of the patents. Such was the earlier legislation of congress upon patents; and although many important inventions and discoveries were protected under these laws, the patent system as a whole remained as yet in a comparatively undeveloped state. It is stated that from 1790 till 1803 the whole business of issuing patents was practically done by one of the clerks in the department of state. In 1803 Dr. Thornton was appointed by Jefferson superintendent of this branch, and held the office until 1827. The whole number of patents issued from 1790 to 1836, a period of forty-six years, was only 10,020. The patent office now issues more than that number every year. During this period, however, the elementary principles of law governing patent rights were settled in the courts, and the foundation was laid in the decisions of Marshall and Story for the subsequent development of that branch of jurisprudence. - The year 1836 marks an era in the development of the American system. In that year an act was passed which superseded the earlier legislation, and in an elaborate series of provisions, brought the patent system into something like its present condition. The patent office was established as a branch of the department of state, and a staff of officials created, with the commissioner of patents at the head. The most important feature of the law was the provision requiring a preliminary examination to be made into the novelty and patentability of each invention before issuing the patent. This was a radical innovation, but it has proved a beneficent one. This law also made provision for the decision of interfering applications, and enabled aliens, after a year's residence in the United States, and under the conditions of the former act, to take out patents. The government fee for citizens and resident aliens was fixed at $30, while for subjects of Great Britain it was $500, and for other aliens $300. The reissue practice was confirmed and extended, and provision was

made for the filing of caveats on incompleted in- | The provisions of this patent code are contained ventions. The recovery in suits for infringement was restricted to the actual damage proven, except in cases where exemplary damages were proper, when triple damages were allowed. Exclusive jurisdiction in patent causes was conferred upon the United States circuit courts, and a board, consisting of the commissioner of patents, the secretary of state and the solicitor of the treasury, was constituted for the purpose of hearing and passing upon applications for the extension of patents. In certain cases extensions of seven years were allowed. Provision was also made in this law for the record of assignments of patents, for the establishment of the patent office library, and for the exhibition of the models which had accumulated since the beginning of the system. In that same year (1836), however, the burning of the patent office destroyed the interesting collection of models, as well as many valuable records, of the earlier patent system. A statute passed in the following year established a method of restoring or replacing the more important of the destroyed models and records, and also introduced the practice of filing disclaimers in cases where the original patents were void through inadvertently excessive claims. The act of 1839 provided that the existence of a foreign patent more than six months prior to application here, should not be a bar to obtaining a United States patent, except in cases where the invention had been introduced into common and public use in this country; but the United States patent was made to terminate fourteen years from the date of the foreign patent. A further provision of this act was that "no patent shall be held to be invalid by reason of purchase, sale or use prior to the application for a patent, except on proof of abandonment of such invention to the public, or that such purchase, sale or prior use has been for more than two years prior to such application for a patent." In 1842 provision was made for patenting designs for the term of seven years, and patented articles were required to be stamped "Patented," with the date of patenting, for the neglect of which a penalty was imposed. The system was further extended by the acts of 1848 and 1849, which latter act made the patent office a branch of the department of the interior. Minor changes were made in the succeeding years, and in 1861 an important act was passed empowering the commissioner to establish rules governing procedure in the patent office. The term of patents for inventions was extended to its present length of seventeen years, and the former laws discriminating between citizens and aliens were repealed. A uniform scale of fees was adopted, like that now in force; and in interference cases witnesses were compelled to attend and testify as before a court. A board of examiners in chief was constituted, intermediate between the examiners and the commissioner, to hear appeals from the former. Finally, by the act of 1870, the former legislation was revised and consolidated, and the system brought into its present condition.

in some seventy sections, the effect of which will be considered under the statement of existing law. Meanwhile, the number of inventions has enormously increased. In 1837, 435 patents were issued; in 1860, 4,819; and in 1882, 18,467. These figures adequately represent the rate of the growth of the system and its present extent. II. EXISTING LAW AND PROCEDURE. Under the present act of congress "any person who has invented or discovered any new and useful art, machine, manufacture or composition of matter, or any new and useful improvement thereof, not known or used by others in this country, and not patented or described in any printed publication in this or any foreign country, before his invention or discovery thereof, and not in public use or on sale for more than two years prior to his application, unless the same is proved to have been abandoned, may, upon payment of the duty required by law and other due proceedings had, obtain a patent therefor."-1. Subject Matter. It will be observed that provision is made in the statute for patenting four classes of inventions or discoveries: arts, machines, manufactures, and compositions of matter. The statute term "art" is intended and construed to cover cases in which the essence of the invention consists in the mode, process or art of doing a thing or accomplishing a result, and not the particular machinery, apparatus or device employed. A mere abstract principle can not be the subject of a patent, nor is the function or abstract effect of a machine patentable. But the statutory expression covers and protects a comprehensive class of inventions which are com binations of arrangements and processes to work out new and useful results, and which are thus patentable irrespective of the particular forms of the instrumentalities used. - Inventions included within the term "machine" are obviously those which consist of a particular mechanism or device, or a combination of mechanical devices or parts, as distinguished from a tool or instrument. To sustain a patent for a machine it is only necessary that the combination to produce certain effects be new, whether the separate devices or elements be new or old, provided that the combination is of such a nature that the inventive faculty was exercised in devising it; and, generally speaking, machine is rightfully the subject of a patent whenever a new or an old effect is produced by mechanism new in its combinations, arrangements or mode of operation." (Curtis' Law of Patents, 20.)- The term "manufacture" is construed in the sense in which it is popularly used, to mean the product or fabric of a machine or of human art or industry. To be properly the subject of a patent as a manufacture, the product must itself be essentially new. Thus, an article in common use can not be patented as a new manufacture merely because it is fabricated by the use of new and improved machinery; nor is a product patentable under this head merely because a machine makes it more perfectly than it can be made with

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out a machine. - The term "composition of matter" includes "patent medicines" and all compounds or mixtures of substances, as articles of food, etc. The resultant article or "composition" must, of course, be new, to be the subject of a patent, but the question is not, whether the ingredients or components are new, but whether there is novelty in the combination, and the novelty may consist in combining, in new proportions, ingredients which have already been in extensive and common use for the purpose of producing a similar composition. - Besides the foregoing classes of the subject matter of patentable inventions, the statute provides for patenting "improvements," and the larger number of patents are issued for improvements. It was early decided that a patent for the improvement of a machine is the same thing as a patent for an improved machine, but of course the patent can only be taken for the new combination. It should be noticed that the patent office does not undertake to determine whether the improvement will in- | fringe an existing patent. But if the improvement is novel, the patent is issued and the question of infringement left to the courts. The test of the validity of a patent for an improvement of an existing machine, is to ascertain whether there has been actual and substantial change, or merely formal alteration requiring no invention. If no substantially new element has been added to the old machine, the patent can not be sustained; but if some really new feature has been introduced into the old mechanism, which causes it to operate differently or produces a new or better effect, then such addition will properly be the subject of a patent as an improvement. Two classes of questions therefore arise in passing upon the validity of a patent for an improvement of a machine. First, where the effects produced are the same, the inquiry is, whether the modus operandi of the improved machine is substantially the same as that of the old machine, or whether the difference in operation is sufficient to sustain a patent; second, where the effects produced by the improved and by the old machine are different, then the nature and quality of the effect will be the criterion of the validity of the patent. It should be added, that there is no distinction between an improvement on a patented machine and on one that is not patented.-2. Qualities of Patentable Inventions. The essential qualities of a patentable invention are very broadly indicated in the statute. The terms employed in the act are "invented or discovered," "new and useful art, machine," etc., and the question, what constitutes a patentable invention, is therefore to be answered by referring to the adjudications of English and American courts, which constitute the common law of the patent system. It should be noted first, that "invented " and discovered" are synonymous in the patent law; “novelty” and “utility,” required by our statute, have always been held vitally essential qualities of patentable inventions; and the degree of novelty and utility-the "sufficiency of inven

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tion"-necessary to support a patent, has been determined by the courts in the numerous cases which have presented these questions for adjudication. The degree of absolute utility required in an invention is, however, slight. It is only necessary that the invention shall not be positively trivial, nor, on the other hand, noxious to public health or morals. The principal inquiry in patent law is therefore into the novelty of the invention, for the whole theory upon which the patent system rests, is that the patentee offers the world something new in consideration for his exclusive patent privilege. The novelty required by the American law is universal novelty, with the one exception that mere prior knowledge or use abroad will not defeat the rights of a native inventor, if the foreign invention has not been patented or described in any printed publication before the date of the American invention. The general principles governing the essential degree of novelty may be briefly summarized as follows: It is established in the early cases that a new use of an old thing-technically called a "double use "-is not patentable. Merely mechanical changes, or colorable variations, requiring no exercise of the inventive faculty; and, in general, alterations in the form or proportions of an existing device, can not be the subject of a patent. And while the invention itself, and not the mental process by which it was devised, is the real test of its patentability, it must still be observed that to support a patent the law requires it to appear that the invention is of such a nature as not to exclude the possibility of exercise of the inventive faculty in devising it. The terms "invented " and "discovered" mean that the subject of a patent must be a true invention or discovery, and not a mere mechanical improvement or substitution of a known "equivalent" involving mechanical skill or superior workmanship. But if the result, if the invention itself, is properly patentable, the law does not regard the mode of invention or discovery; and an accidental discovery or invention is, in the law, just as meritorious as one which is the result of laborious investigation and experiment. To satisfy the statute requirement of novelty, therefore, an invention must be substantially different from anything that has previously existed; and the criterion of the "sufficiency of invention" is the character of the invention itself, and not the degree of ingenuity or skill employed in devising it.—3. Qualifications of Patentees. The existing law provides for the issue of the patent in every instance to "the original and first inventor." A radical difference between English and American law exists on this point. In England the first importer of an invention is treated as an inventor, and may obtain a patent; but under our system the patent issues only to the inventor. The only discrimination in our law in favor of citizens of the United States, is the provision that mere prior knowledge in a foreign country shall not debar a native inventor from obtaining a patent for an invention devised

independently here, if at the time of making his application he really believes himself to be the first inventor. The foreign invention must have been patented or described in some printed publication prior to the date of invention in this country in order to deprive the native inventor of his patent. —4. Designs. Section 4929 of the Revised Statutes provides that "any person who by his own industry, genius, efforts and expense has invented and produced any new and original design for a manufacture, bust, statue, alto-relievo, or bas-relief; any new and original design for the printing of woolen, silk, cotton or other fabrics; any new and original impression, ornament, pattern, print or picture to be printed, painted, cast, or otherwise placed on or worked into any article of manufacture; or any new, useful and original shape or configuration of any article of manufacture, the same not having been known or used by others before his invention or production thereof, or patented or described in any printed publication, may, upon payment of the fees prescribed, and other due proceedings had, the same as in cases of inventions or discoveries, obtain a patent therefor." The term for which these patents are issued is either three and a half, seven or fourteen years, and the fees are, respectively, ten, fifteen and thirty dollars.-5. Procedure in the Patent Office. Since 1836 the whole business of issuing patents has been conducted by the patent office at Washington. Applications for patents are made to the commissioner of patents in accordance with a prescribed form, which consists of a petition for the allowance of the patent, and an oath that the applicant believes himself to be the first inventor, and that he does not know or believe that the invention was ever before known or used. These forms accompany the specification or description of the invention, which is by far the most important part of the application. The statute provides that the specification shall describe the invention in such "full, clear, concise and exact terms as to enable any person skilled in the art or science to which it appertains, or with which it is most nearly connected, to make, construct, compound and use the same." The object of this provision is to secure to the public the benefit of the invention after the expiration of the patent, which, as we have seen, is part of the compact between the patentee and the state. The specification concludes with the "claims," in which the inventor is required to "particularly point out and distinctly claim the part, improvement or combination which he claims as his invention or discovery." Drawings accompany the specification in all cases which admit of them, and the commissioner may require the applicant to furnish the patent office with a model or specimen, although these are now not often required. The application, on being filed in the office, is referred to the examiner or officer in charge of the department in which the invention is classed. The examiner then proceeds to make an examination of the 128 VOL. III. 9

invention, and of the patent office records, to ascertain whether it possesses novelty and utility. An examination of the records of foreign patent bureaus and of scientific works is also necessary, to ascertain whether the invention has been anticipated abroad, or whether it has been described in any printed publication. If from any of these sources anything is found which shows the invention claimed, or any feature of it, to be wanting in novelty, the applicant is notified by the examiner, and a report is sent him rejecting the application, stating specifically in what features novelty is lacking, and giving references to such prior patents or records as anticipate the invention. The applicant thus has an opportunity to amend his application so as to make it conform to the state of the art, and to eliminate the features that are not new. If the objection raised by the examiner is deemed groundless, the applicant may attempt, by argument or explanation, to remove it. In case of adverse decision, an appeal will lie from the decision of the primary examiner to an intermediate board, consisting of three examiners-in-chief; and if the applicant is still dissatisfied, he can bring his case before the commissioner of patents. If no objection is raised by the primary examiner, or if all objection is removed by amendment or overcome by argument, the application is allowed. The fee upon filing an application is $15; and upon the issue of the patent, $20. The final fee is required to be paid within six months after the allowance of the patent, and the specification is then printed, and the patent issued for the term of seventeen years from the date of its issue. — 6. Reissue and Disclaimer. A further proceeding, of which the patent office has jurisdiction after the issue of the patent, is the "reissue" of patents which are defective on their first issue, "if the error has arisen by inadvertence, accident or mistake." Where the patent is invalid by reason of a defective or insufficient specification, it is surrendered and sent to the patent office with a corrected specification; and in a proper case, on payment of the duty, a new or reissued patent, in accordance with the amended specification, is granted for the unexpired term of the original patent. These reissues were formerly issued with great laxity. But since the decision of the supreme court in Miller vs. Brass Co., 104 U. S., 350, the provisions of the statute have been observed, and the practice of repeatedly expanding patents by reissuing them is no longer possible. It should be added, that in cases where the inventor has inadvertently claimed in his original patent more than he is entitled to, the patent may be amended by filing a "disclaimer" of what is excessive, and the patent will then be valid for the residue. 7. Interferences. Where an application is filed which "interferes" with a pending application, or with a patent granted within two years previous to the filing of the application, an “interference" is declared. The parties to the interference are then required to file statements giving

fees, other than those already given, are as follows: On filing every caveat, $10; on filing a disclaimer, $10; on filing every application for a reissue, $30; on filing every application for a division of a reissue, $30; on filing every application for an extension, $50; on the grant of every extension, $50; on filing an appeal from a primary examiner to the examiners-in-chief, $10; on filing an appeal to the commissioner from the examiners-in-chief, $20; for certified copies of patents or other instruments, except copies of printed patents sold by the office, for every 100 words, 10 cents; for certified copies of printed patents sold by the office, 10 cents for every 100 words, less the price actually paid for such copies without certification; for certified copies of drawings, the reasonable cost of making them; for recording an assignment of 800 words or less, $1; for recording an assignment of more than 300 and not more than 1,000 words, $2; for recording every assignment of more than 1,000 words, $3; for uncertified copies of the specifications and accompanying drawings of all patents which are in print, single copies 25 cents, and for twenty copies or more, whether of one or several patents, per copy, 10 cents; for uncertified copies of the specifications and drawings of patents not in print, the reasonable cost of making the same; for copies of matter in any foreign language, per 100 words, 20 cents; for translations, per 100 words, 50 cents; for assistance to attorneys in examination of records, one hour or less, 50 cents; each additional hour, 50 cents; for assistance to attorneys in examination of patents and other works in the scientific library, one hour or less, $1, and for each additional hour, $1.

briefly the dates of conception of the invention and of its completion, and the question of priority of invention is then tried by a somewhat cumbersome procedure. Evidence substantiating the allegations of the preliminary statement is taken on behalf of the respective parties, and the matter is then brought on for a hearing before the examiner of interferences. The patent is awarded to the party who successfully establishes priority of invention, and at the same time shows reasonable diligence in reducing the invention to practice. 8. Caveats. Protection is afforded to inventors who have not completed or perfected their inventions, by the practice of filing caveats in the patent office. The caveat is an instrument which recites that the inventor has conceived, but not yet perfected, his invention, and which sets forth in general terms the salient points and characteristics of the invention as far as completed. The caveator then prays protection until he shall have matured the invention. This instrument is filed in the secret archives of the patent office, and protects the caveator for a year, by entitling him to notice in case, within that time, any application is filed in the office which would interfere with the invention indicated in the caveat. In case such notice is given, he has three months' time in which to prepare and file a complete application for a patent. The caveat may be renewed for a year at a time, with the same effect. 9. Assignments and Licenses. The transfer of a patent, or interest in a patent, is by assignment. The transfer may be either an assignment, 1, of the whole patent, 2, of an undivided interest in the patent, or 3, of an exclusive interest in the patent within any specified territory of the United States. The Revised Statutes require the assign-11. Procedure in the Courts. By the Revised ment to be in writing, and provide that it "shall be void as against any subsequent purchaser or mortgagee for a valuable consideration without notice unless it is recorded in the patent office within three months from the date thereof." A license is a contract which confers upon the licensee the mere right to use or practice the invention, and is distinguished from an assignment in that it conveys no interest in the patent itself. This contract is not required to be recorded, nor need it be in writing, but may be oral or implied. Part owners of a patent are tenants in common, and are not bound to account to each other for receipts from licenses, and these latter may be granted by any of the co-owners without joining the others. An application for a patent pending in the patent office may be assigned in the same manner as a patent; and the patent will issue to the assignee. So also an agreement to assign a patent for an invention when issued will be effective, and specific performance of it will be enforced in equity. It has recently been held, however, that an assignment of an application, or an agreement to assign a patent for an invention when issued, must describe the application or invention with sufficient distinctness to enable the court to identify it.-10. Patent Office Fees. The patent office

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Statutes the United States circuit courts have original jurisdiction "of all actions, suits, controversies and cases arising under the patent laws of the United States." All proceedings, therefore, for the protection or enforcement of patent rights, except actions for the breach of contract relating to patents, which are cognizable in the state courts, are brought in the circuit courts or in a district court having circuit court jurisdiction. Under the act of 1870 the remedy of the patentee, where his patent is infringed, is either by action at law, in which the actual damage suffered from the infringement will be recovered, or by suit in equity, in which the complainant may obtain a perpetual injunction restraining further infringement if he establishes his case, and also recover the damages sustained from the infringement, as well as the profits realized by the defendant from the use of the infringement. Where the complainant, at the commencement of the suit, is able to present a strong prima facie case, he may also, upon notice, obtain a preliminary injunction restraining infringement pendente lite. The equitable remedy is usually adopted as being the most efficacious; but some of the archaic common law procedure is retained in the circuit courts, and the suits are as protracted and slow

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