Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 |
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Seite 10
... directors and maintains effective control over the fund . With respect to the fixing of investment advisory or management fees , this situation creates ... unaffiliated directors . They have thus far been 10 MUTUAL FUND LEGISLATION OF 1967.
... directors and maintains effective control over the fund . With respect to the fixing of investment advisory or management fees , this situation creates ... unaffiliated directors . They have thus far been 10 MUTUAL FUND LEGISLATION OF 1967.
Seite 18
... board of directors elected by the share- holders . It required that not less than 40 percent of the directors , and under certain circumstances a majority , must be unaffiliated , as defined , with the adviser . We have had some trouble ...
... board of directors elected by the share- holders . It required that not less than 40 percent of the directors , and under certain circumstances a majority , must be unaffiliated , as defined , with the adviser . We have had some trouble ...
Seite 19
... unaffiliated directors and advisers over advisory fees an unrealistic expectation . Unaffiliated directors normally would not seriously consider replac- ing the existing adviser with a new and untested organization or to recruit , train ...
... unaffiliated directors and advisers over advisory fees an unrealistic expectation . Unaffiliated directors normally would not seriously consider replac- ing the existing adviser with a new and untested organization or to recruit , train ...
Seite 21
... unaffiliated directors - as changing - this is the important point - as changing the applicable standard from fairness or reasonableness , which would otherwise apply , to the much more permissive standard of waste . But the statutory ...
... unaffiliated directors - as changing - this is the important point - as changing the applicable standard from fairness or reasonableness , which would otherwise apply , to the much more permissive standard of waste . But the statutory ...
Seite 24
... directors on trial , and particularly the unaffiliated directors , rather than the fees . It would neither be fair to the directors nor would it lead to effective enforce- ment . As we have shown , under present conditions it is ...
... directors on trial , and particularly the unaffiliated directors , rather than the fees . It would neither be fair to the directors nor would it lead to effective enforce- ment . As we have shown , under present conditions it is ...
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